WGK Attorneys Presented The FSI Webinar: Spotlight On Variable Annuity L Shares

Dionne Fajardo and Robert Jamieson presented a webinar to Financial Services Institute members on September 3rd titled “Spotlight on Variable Annuity L Shares.” […]

WGK Attorneys Will Be Presenting The FSI Webinar: Spotlight On Variable Annuity L Shares

On Thursday, September 3, 2015, Dionne Fajardo and Rob Jamieson will be presenting the FSI Webinar: Spotlight on Variable Annuity L Shares. […]

SEC & FINRA Announce Annual Exam Priorities for 2015

Each January, the Financial Industry Regulatory Authority (“FINRA”) and the Securities & Exchange Commission (“SEC”) publish their regulatory and exam priorities for the calendar year.[1] Obviously, they are valuable when preparing for an exam or […]

Kacy Donlon & Dionne Fajardo Present Anti-Money Laundering Webinar to Financial Services Institute

Kacy Donlon, founding member, and Dionne Fajardo, Of Counsel, of the Tampa-based law firm of Wiand Guerra King presented a webinar to Financial Services Institute members on January 15th titled A Penny for Your Thoughts: […]