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	<title>Wiand Guerra King</title>
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	<description>WELCOME  We are a firm of lawyers experienced in counseling businesses and individuals and representing clients in commercial and business disputes.</description>
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		<title>Goldman Pays $22 Million to Settle Charges Related to Research &#8220;Huddles&#8221;</title>
		<link>http://www.wiandlaw.com/goldman-pays-22-million-to-settle-charges-related-to-research-huddles/</link>
		<comments>http://www.wiandlaw.com/goldman-pays-22-million-to-settle-charges-related-to-research-huddles/#comments</comments>
		<pubDate>Wed, 25 Apr 2012 20:23:39 +0000</pubDate>
		<dc:creator>WGK</dc:creator>
				<category><![CDATA[Publications]]></category>

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		<description><![CDATA[On April 12, 2012, FINRA and the SEC announced that Goldman Sachs &#038; Co. will pay $22 million to settle claims that the firm failed to implement policies to keep its stock analysts from revealing ... <br /><a class="more-link" href=http://www.wiandlaw.com/goldman-pays-22-million-to-settle-charges-related-to-research-huddles/>&#187; READ MORE</a>]]></description>
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		<title>Peter King Appointed Co-chair Of OFR Commissioner&#8217;s Advisory Council To Help Combat Investment Fraud</title>
		<link>http://www.wiandlaw.com/florida-office-of-financial-regulation-announces-commissioners-advisory-council-to-help-identify-and-combat-securities-fraud/</link>
		<comments>http://www.wiandlaw.com/florida-office-of-financial-regulation-announces-commissioners-advisory-council-to-help-identify-and-combat-securities-fraud/#comments</comments>
		<pubDate>Fri, 02 Mar 2012 16:15:50 +0000</pubDate>
		<dc:creator>WGK</dc:creator>
				<category><![CDATA[News]]></category>

		<guid isPermaLink="false">http://www.wiandlaw.com/?p=1301</guid>
		<description><![CDATA[TALLAHASSEE, Fla. – The Florida Office of Financial Regulation (OFR) announced the creation of the Commissioner’s Advisory Council (Council) to significantly enhance the OFR’s ability to discover fraud early and to take action. “This Council ... <br /><a class="more-link" href=http://www.wiandlaw.com/florida-office-of-financial-regulation-announces-commissioners-advisory-council-to-help-identify-and-combat-securities-fraud/>&#187; READ MORE</a>]]></description>
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		<title>&#8220;SEC Amends Net Worth Standard For “Accredited Investors”</title>
		<link>http://www.wiandlaw.com/sec-amends-net-worth-standard-for-accredited-investors/</link>
		<comments>http://www.wiandlaw.com/sec-amends-net-worth-standard-for-accredited-investors/#comments</comments>
		<pubDate>Fri, 24 Feb 2012 17:38:28 +0000</pubDate>
		<dc:creator>WGK</dc:creator>
				<category><![CDATA[Publications]]></category>

		<guid isPermaLink="false">http://www.wiandlaw.com/?p=1298</guid>
		<description><![CDATA[SEC rules exempt the registration of private securities offerings when sales are made to a limited number of “accredited investors.” One way investors qualify as accredited is by meeting a net worth threshold, alone or ... <br /><a class="more-link" href=http://www.wiandlaw.com/sec-amends-net-worth-standard-for-accredited-investors/>&#187; READ MORE</a>]]></description>
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		<title>Goldman Sachs to pay $10 million to settle Nadel-related claims</title>
		<link>http://www.wiandlaw.com/goldman-sachs-to-pay-10-million-to-settle-nadel-related-claims/</link>
		<comments>http://www.wiandlaw.com/goldman-sachs-to-pay-10-million-to-settle-nadel-related-claims/#comments</comments>
		<pubDate>Fri, 16 Dec 2011 22:33:12 +0000</pubDate>
		<dc:creator>WGK</dc:creator>
				<category><![CDATA[News]]></category>

		<guid isPermaLink="false">http://www.wiandlaw.com/?p=1289</guid>
		<description><![CDATA[By John Hielscher Giant investment bank Goldman Sachs Group Inc. will pay nearly $10 million to settle claims over its handling of hedge-fund trading in the Arthur Nadel Ponzi scheme. The settlement, by far the ... <br /><a class="more-link" href=http://www.wiandlaw.com/goldman-sachs-to-pay-10-million-to-settle-nadel-related-claims/>&#187; READ MORE</a>]]></description>
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		<title>Receiver Appointed In Wake Of Nadel’s Ponzi Scheme Announces Settlement With Goldman Sachs Execution &amp; Clearing, L.P.</title>
		<link>http://www.wiandlaw.com/receiver-appointed-in-wake-of-nadel%e2%80%99s-ponzi-scheme-announces-settlement-with-goldman-sachs-execution-clearing-l-p/</link>
		<comments>http://www.wiandlaw.com/receiver-appointed-in-wake-of-nadel%e2%80%99s-ponzi-scheme-announces-settlement-with-goldman-sachs-execution-clearing-l-p/#comments</comments>
		<pubDate>Wed, 14 Dec 2011 21:49:24 +0000</pubDate>
		<dc:creator>WGK</dc:creator>
				<category><![CDATA[News]]></category>

		<guid isPermaLink="false">http://www.wiandlaw.com/?p=1292</guid>
		<description><![CDATA[TAMPA, FL. (December 14, 2011) &#8211; Burton W. Wiand, who was appointed Receiver in S.E.C. v. Arthur Nadel et al., Case No. 8:09-cv-87-T-26TBM (M.D. Fla.), over various entities associated with Arthur Nadel’s Ponzi scheme, announced ... <br /><a class="more-link" href=http://www.wiandlaw.com/receiver-appointed-in-wake-of-nadel%e2%80%99s-ponzi-scheme-announces-settlement-with-goldman-sachs-execution-clearing-l-p/>&#187; READ MORE</a>]]></description>
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		<title>Federal Judge Rejects Proposed $285 Million Settlement Between SEC and Citigroup</title>
		<link>http://www.wiandlaw.com/federal-judge-rejects-proposed-285-million-settlement-between-sec-and-citigroup/</link>
		<comments>http://www.wiandlaw.com/federal-judge-rejects-proposed-285-million-settlement-between-sec-and-citigroup/#comments</comments>
		<pubDate>Mon, 12 Dec 2011 22:54:34 +0000</pubDate>
		<dc:creator>WGK</dc:creator>
				<category><![CDATA[Publications]]></category>

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		<description><![CDATA[In a sharply-worded order, a federal judge rejected the proposed $285 million settlement between the Securities and Exchange Commission (“SEC”) and Citigroup over a collapsed $1 billion mortgage-bond fund. Ruling that the boilerplate “neither admit ... <br /><a class="more-link" href=http://www.wiandlaw.com/federal-judge-rejects-proposed-285-million-settlement-between-sec-and-citigroup/>&#187; READ MORE</a>]]></description>
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		<title>AN OUTLINE FOR TRANSITIONING FROM WIRE-HOUSE BROKER TO INDEPENDENT INVESTMENT ADVISER</title>
		<link>http://www.wiandlaw.com/an-outline-for-transitioning-from-wire-house-broker-to-independent-investment-adviser/</link>
		<comments>http://www.wiandlaw.com/an-outline-for-transitioning-from-wire-house-broker-to-independent-investment-adviser/#comments</comments>
		<pubDate>Tue, 11 Oct 2011 19:00:26 +0000</pubDate>
		<dc:creator>WGK</dc:creator>
				<category><![CDATA[Publications]]></category>

		<guid isPermaLink="false">http://www.wiandlaw.com/?p=1269</guid>
		<description><![CDATA[When one chooses to depart from a wire-house brokerage firm to solely provide independent investment advisory services, having a clear plan to establish the steps to establish your new business is an absolute necessity.  Also ... <br /><a class="more-link" href=http://www.wiandlaw.com/an-outline-for-transitioning-from-wire-house-broker-to-independent-investment-adviser/>&#187; READ MORE</a>]]></description>
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		<slash:comments>0</slash:comments>
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		<title>Banks Face Increasing MBS Litigation Risks</title>
		<link>http://www.wiandlaw.com/banks-face-increasing-mbs-litigation-risks/</link>
		<comments>http://www.wiandlaw.com/banks-face-increasing-mbs-litigation-risks/#comments</comments>
		<pubDate>Tue, 27 Sep 2011 13:13:08 +0000</pubDate>
		<dc:creator>WGK</dc:creator>
				<category><![CDATA[Publications]]></category>

		<guid isPermaLink="false">http://www.wiandlaw.com/?p=1263</guid>
		<description><![CDATA[On September 2, 2011, the Federal Housing Finance Agency, as conservator for Fannie Mae and Freddie Mac, sued 17 financial institutions, including Bank of America, Goldman Sachs and Morgan Stanley, in connection with mortgage-backed securities ... <br /><a class="more-link" href=http://www.wiandlaw.com/banks-face-increasing-mbs-litigation-risks/>&#187; READ MORE</a>]]></description>
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		<slash:comments>0</slash:comments>
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		<title>Children’s Dream Fund Bowling for Dreams</title>
		<link>http://www.wiandlaw.com/children%e2%80%99s-dream-fund-bowling-for-dreams/</link>
		<comments>http://www.wiandlaw.com/children%e2%80%99s-dream-fund-bowling-for-dreams/#comments</comments>
		<pubDate>Fri, 26 Aug 2011 17:20:01 +0000</pubDate>
		<dc:creator>WGK</dc:creator>
				<category><![CDATA[Events]]></category>

		<guid isPermaLink="false">http://www.wiandlaw.com/?p=1252</guid>
		<description><![CDATA[&#8220;Gutter Rats&#8221; In August, Wiand Guerra King sponsored the Bowling for Dreams event benefiting The Children’s Dream Fund. The annual event is organized by the First Team, a group of young professionals committed to raising ... <br /><a class="more-link" href=http://www.wiandlaw.com/children%e2%80%99s-dream-fund-bowling-for-dreams/>&#187; READ MORE</a>]]></description>
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		<title>FINRA Teams with Stanford University to Fight Financial Fraud</title>
		<link>http://www.wiandlaw.com/finra-teams-with-stanford-university-to-fight-financial-fraud/</link>
		<comments>http://www.wiandlaw.com/finra-teams-with-stanford-university-to-fight-financial-fraud/#comments</comments>
		<pubDate>Wed, 24 Aug 2011 15:12:10 +0000</pubDate>
		<dc:creator>WGK</dc:creator>
				<category><![CDATA[News]]></category>

		<guid isPermaLink="false">http://www.wiandlaw.com/?p=1244</guid>
		<description><![CDATA[There is a new resource available in the fight against financial fraud. Stanford University’s Center on Longevity and FINRA&#8217;s Investor Education Foundation have teamed up to create The Research Center on the Prevention of Financial ... <br /><a class="more-link" href=http://www.wiandlaw.com/finra-teams-with-stanford-university-to-fight-financial-fraud/>&#187; READ MORE</a>]]></description>
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