Posts

Peter King Presented On Compliance Issues Relating To Social Networking Sites

Peter King addressed the Tampa Bay Broker/Dealer Compliance group on January 12, 2010. He discussed the compliance implications for broker/dealers and their associated persons relating to social and professional networking sites on the internet. For more information, contact Mr. […]

Gianluca Morello Quoted In Hedge Fund Report

Gianluca Morello was quoted in an article in the Hedge Fund Law Report of June 10, 2009 entitled “New Study Offers Surprising Findings on the Incentives Created by Concurrent Management of Hedge and Mutual Funds.” Among […]