Posts

A Ponzi Scheme Case with a Better Ending

LexisNexis, April 20, 2011 – – Ponzi scheme cases are now a staple of SEC enforcement. Over the last year or more the Commission has brought dozens of these cases. Most have the same common […]

Receiver Appointed Over Alleged $13 Million Ponzi Scheme Involving Pinellas Medical Factoring Company

TAMPA, FL (March 6, 2014) – Burton W. Wiand, of Tampa, Florida law firm Wiand Guerra King P.L., has been appointed as Receiver over two Florida companies based on an emergency action filed by the […]

Rule 45 Changes – What You Need to Know

As of December 1, 2013, the new changes to Rule 45 of the Federal Rules of Civil Procedure are now in effect. These changes have streamlined and simplified issuing and serving subpoenas, as well as […]

Wiand Guerra King Defeats Claim for Temporary Injunction in Non-Compete Case

Wiand Guerra King (“WGK”) announced today that the Honorable Paul L. Huey, Circuit Court Judge in Hillsborough County, Florida, denied a motion for temporary injunction seeking to enforce two non-competition agreements and enjoin the firm’s […]

FINRA Cracks Down on Expungements

Recently, FINRA published guidance regarding additional procedures arbitrators must follow when considering motions for expungement. It is no coincidence that FINRA’s guidance was published a mere two days prior to the Public Investors Arbitration Bar […]

Tampa Law Firm Creates Dispute Resolution Practice for Businesses

Tampa Day Business Journal, January 31, 2014 – Three legal veterans are the principals of WGK-ADR, a newly launched dispute resolution practice established by Wiand Guerra King PL that focuses on complex litigation matters. Lawyers […]

Burt Wiand, Peter King & Gianluca Morello To Present At HCBA Corporate Counsel Section Seminar

On April 15, 2010, Burt Wiand, Peter King, and Gianluca Morello will lead continuing legal education seminars for the Corporate Counsel Section of the Hillsborough County Bar Association. Burt, Peter, and Gianluca will cover a […]

Peter King Appointed Vice President Of Florida Securities Dealers Association

Peter King has been appointed vice president of the Florida Securities Dealers Association, the trade association for the Florida securities industry. Representing broker-dealers, investment advisers, mutual funds, insurance companies, and other securities firms throughout Florida, the […]

Peter King Presented On Compliance Issues Relating To Social Networking Sites

Peter King addressed the Tampa Bay Broker/Dealer Compliance group on January 12, 2010. He discussed the compliance implications for broker/dealers and their associated persons relating to social and professional networking sites on the internet. For more information, contact Mr. […]