WGK Attorneys Host HCBA Securities Section’s Event: Pinstripes to Prison Stripes: Criminal Implications of Securities Enforcement with Speakers from Criminal Enforcement Agencies

3/18/2015

The Hillsborough County Bar Association’s Securities Section hosted a luncheon on March 4, 2015 at the Chester H. Ferguson Law Center in Tampa, Florida.  Fifty people attended the presentation, titled “Pinstripes and Prison Stripes: Criminal Implications of Securities Enforcement.”  Representatives from criminal enforcement agencies answered questions about recent enforcement efforts in the securities industry and issues impacting civil practitioners and industry members.  The panelists included: Andrew Sekela, Supervisory Special Agent for the Federal Bureau of Investigation;  Andrew Warren, federal prosecutor for the U.S. Department of Justice’s Fraud Section; Michael Williams, Assistant Statewide Prosecutor for the Florida Attorney General Office of Statewide Prosecution; and Chris Cutler, Vice Chair of Foley & Lardner’s Securities Enforcement and Litigation Group and former counsel for the Securities and Exchange Commission’s Enforcement Division.  Brian Albritton, former U.S. Attorney for the Middle District of Florida, moderated the presentation.  The event was organized by the Section’s Co-Chairs, Dominique Heller and Jared Perez, and Regulatory Committee, led by Dionne Fajardo.  Ms. Heller, Mr. Perez, and Ms. Fajardo are lawyers with Wiand Guerra King.

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Wiand Guerra King, a Tampa-based law firm with sixteen lawyers, handles complex commercial litigation and arbitration matters, as well as white collar and regulatory investigations and enforcement matters involving corporate misconduct, securities, trade practices, Foreign Corrupt Practices Act, and insurance. The founding members, with over 125 years of collective experience, are recognized nationally and locally as among the top lawyers in Florida and the United States. Our vision is to provide the highest quality representation on the most sophisticated and complex litigation and regulatory matters. Wiand Guerra King provides mediation and private arbitration services through WGK-ADR. The firm also provides compliance and regulatory consulting services to financial services companies and individuals.

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