WGK Compliance And Regulatory Consulting Group Presented The FSI Webinar: Preparing For The Implementation Of The Revised Form ADV

Dionne Fajardo and Trisha Cram presented a webinar to Financial Services Institute members on August 31st titled “Don’t Get Caught Flat-Footed; Preparing for the Implementation of the Revised Form ADV.”[…]

ALERT – Registration Relief for Florida Locations Operating From Alternative Sites Due to Hurricane Irma

The Florida Office of Financial Regulation (“OFR”) provided relief to broker-dealers and investment advisers with locations that are registered or notice filed within the state that are displaced because of damage or power outages due to Hurricane Irma[…]

WGK Lawyers Recognized By “Best Lawyers In America”

Best Lawyers released its list of lawyers recognized in the 2018 edition of Best Lawyers in America. Wiand Guerra King is pleased to announce that seven of its partners were recognized[…]

Dionne C. Fajardo Named Shareholder at Wiand Guerra King

The law firm of Wiand Guerra King is pleased to announce that Dionne C. Fajardo has been named a shareholder of the Firm[…]

Trisha L. Cram Joins Wiand Guerra King P.A.’s Compliance and Regulatory Consulting Group

Trisha L. Cram has joined the law firm of Wiand Guerra King as a Senior Regulatory Consultant in the Compliance and Regulatory Consulting Group[…]

Wiand Guerra King Lawyers Recognized By 2017 Super Lawyers

Wiand Guerra King is pleased to announce that twelve of its lawyers have been selected for inclusion in the 2017 edition of Super Lawyers[…]

Matt Mueller Comments On Congresswoman’s Conviction

Former U.S. Rep. Corrine Brown’s conviction Thursday could lead to years of prison time unless there are extraordinary reasons to show her mercy[…]

Matt Mueller Moderates Panel On Securities Fraud And Other Financial Crimes

Wiand Guerra King P.A. attorney Matt Mueller moderated a panel entitled “Current Issues in Financial Crime Enforcement” at a luncheon sponsored by the Securities Law Section of the Hillsborough County Bar Association on April 27, 2017 […]

Lawyers Of Wiand Guerra King Go Three-For-Three With Pro-Bono Clemency Petitions

The lawyers of Wiand Guerra King (“WGK”) over the past eighteen months have undertaken, on a pro-bono basis, the task of filing clemency petitions with the Justice Department’s clemency project for prisoners serving draconian sentences under prior administrations[…]