News

Hillsborough County Bar Association’s Securities Section Luncheon

The Hillsborough County Bar Association’s Securities Section will host a luncheon on April 22, 2015 at the Chester H. Ferguson Law Center, 1610 North Tampa Street, Tampa Florida 33602 from noon until 1:30 P.M. The […]

SEC Approves FINRA’s New Definitions Of Public and Non-Public Arbitrators

On February 26, 2015, the Securities and Exchange Commission (“SEC”) approved changes to the Financial Industry Regulatory Authority’s (“FINRA”) Code of Arbitration Procedure for both customer and industry disputes that entirely overhauls the current definitions […]

SEC & FINRA Announce Annual Exam Priorities for 2015

Each January, the Financial Industry Regulatory Authority (“FINRA”) and the Securities & Exchange Commission (“SEC”) publish their regulatory and exam priorities for the calendar year.[1] Obviously, they are valuable when preparing for an exam or […]

WGK Supports Bay Area Legal Services

For the third consecutive year, Wiand Guerra King P.L. is pleased to announce it is supporting Bay Area Legal Services as a Sustaining Law Firm donor. Bay Area Legal Services provides free civil legal services […]

Peter B. King Inducted as President of the Tampa Bay Chapter of the Federal Bar Association

Peter B. King, a founding member of Wiand Guerra King, was recently inducted as President of the Tampa Bay Chapter of the Federal Bar Association, the largest voluntary bar organization in the U.S. devoted to […]

Kacy Donlon & Dionne Fajardo Present Anti-Money Laundering Webinar to Financial Services Institute

Kacy Donlon, founding member, and Dionne Fajardo, Of Counsel, of the Tampa-based law firm of Wiand Guerra King presented a webinar to Financial Services Institute members on January 15th titled A Penny for Your Thoughts: […]

Jordan Maglich Presents to ACAMS on Issues Facing Financial Institutions in Detection of Ponzi Schemes

Jordan D. Maglich, an associate at the Tampa-based law firm of Wiand Guerra King, recently participated in a web seminar presentation to members of Advancing Financial Crime Professionals Worldwide (ACAMS). ACAMS is the largest international […]

Jared J. Perez Receives Martindale-Hubbell’s Highest Peer Review Rating

Wiand Guerra King is pleased to announce that Jared J. Perez, a member of the firm, received an “AV Preeminent” rating from Martindale-Hubbell, the highest possible rating for professional excellence and ethics from one of […]

Peter B. King Presents at Florida OFR 2014 Division of Securities Enforcement Training

Peter B. King, a founding member of the Tampa-based law firm of Wiand Guerra King, recently participated on a panel presentation at the Florida Office of Financial Regulation’s 2014 Division of Securities Enforcement Training Program […]

Wiand Named to Board of Directors of National Association of Federal Equity Receivers

Wiand Named to Board of Directors of National Association of Federal Equity Receivers Wiand Guerra King P.L. is pleased to announce that Burton W. Wiand was elected to the Board of Directors of the National […]

Older articles »